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COVID-19 Series| Volume 128, P35-48, December 2020

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A framework for identifying and mitigating the equity harms of COVID-19 policy interventions

      Abstract

      Background

      Coronavirus disease 2019 (COVID-19) is a global pandemic. Governments have implemented combinations of “lockdown” measures of various stringencies, including school and workplace closures, cancellations of public events, and restrictions on internal and external movements. These policy interventions are an attempt to shield high-risk individuals and to prevent overwhelming countries' healthcare systems, or, colloquially, “flatten the curve.” However, these policy interventions may come with physical and psychological health harms, group and social harms, and opportunity costs. These policies may particularly affect vulnerable populations and not only exacerbate pre-existing inequities but also generate new ones.

      Methods

      We developed a conceptual framework to identify and categorize adverse effects of COVID-19 lockdown measures. We based our framework on Lorenc and Oliver's framework for the adverse effects of public health interventions and the PROGRESS-Plus equity framework. To test its application, we purposively sampled COVID-19 policy examples from around the world and evaluated them for the potential physical, psychological, and social harms, as well as opportunity costs, in each of the PROGRESS-Plus equity domains: Place of residence, Race/ethnicity, Occupation, Gender/sex, Religion, Education, Socioeconomic status, Social capital, Plus (age, and disability).

      Results

      We found examples of inequitably distributed adverse effects for each COVID-19 lockdown policy example, stratified by a low- or middle-income country and high-income country, in every PROGRESS-Plus equity domain. We identified the known policy interventions intended to mitigate some of these adverse effects. The same harms (anxiety, depression, food insecurity, loneliness, stigma, violence) appear to be repeated across many groups and are exacerbated by several COVID-19 policy interventions.

      Conclusion

      Our conceptual framework highlights the fact that COVID-19 policy interventions can generate or exacerbate interactive and multiplicative equity harms. Applying this framework can help in three ways: (1) identifying the areas where a policy intervention may generate inequitable adverse effects; (2) mitigating the policy and practice interventions by facilitating the systematic examination of relevant evidence; and (3) planning for lifting COVID-19 lockdowns and policy interventions around the world.

      Keywords

      What is new?

        Key findings

      • COVID-19 lockdown policies particularly affect vulnerable populations, exacerbating pre-existing inequities and generating new ones.
      • We found examples of inequitably distributed adverse effects for each COVID-19 lockdown policy example, stratified by LMIC and HIC, in every equity domain.

        What this adds to what was known?

      • We developed a conceptual framework for identifying the equity harms of COVID-19 policy interventions.

        What is the implication and what should change now?

      • Systematically applying this framework can help to identify the areas where a policy intervention may generate inequitable adverse effects; mitigate policy and practice interventions by facilitating the systematic examination of relevant evidence; and plan for lifting COVID-19 lockdowns around the world.

      1. Introduction

      The World Health Organization (WHO) declared the Coronavirus disease 2019 (COVID-19), caused by the novel viral zoonosis Severe Acute Respiratory Syndrome Coronavirus 2, a pandemic on March 11, 2020 [
      WHO Director-General’s opening remarks at the media briefing on COVID-19 - 11 March 2020.
      ]. Countries have reacted to the virus by putting in place different public health interventions. These interventions are intended to reduce the morbidity and mortality associated with COVID-19, while also mitigating the potentially disastrous impact on health systems. Each country is choosing different combinations of policy interventions, some of which are more or less stringent []. The menu of policy options includes school closures; workplace closures; public event cancellations; public transport closures; restrictions on internal movement; and international travel controls. Combinations of these policy options are colloquially being referred to as “lockdown.”
      The benefits of these policy options with respect to reducing transmission and flattening the COVID-19 epidemic curve have been enumerated elsewhere [
      • Ferguson N.
      • Laydon D.
      • Nedjati-Gilani G.
      • Imai N.
      • Ainsley K.
      • Baguelin M.
      Report 9: Impact of non-pharmaceutical interventions (NPIs) to reduce COVID-19 mortality and healthcare demand [Internet].
      ]. However, some of the adopted interventions risk generating or exacerbating inequities [
      • O’Neill J.
      • Tabish H.
      • Welch V.
      • Petticrew M.
      • Pottie K.
      • Clarke M.
      • et al.
      Applying an equity lens to interventions: using PROGRESS ensures consideration of socially stratifying factors to illuminate inequities in health.
      ]. There is evidence for both the inequitable distribution of harms accrued due to pandemics and due to the policy interventions in response to them; there is thus a need for pandemic preparedness and responses to adopt an equity and social justice lens [
      • Wang Z.
      • Tang K.
      Combating COVID-19: health equity matters.
      ,
      • Blumenshine P.
      • Reingold A.
      • Egerter S.
      • Mockenhaupt R.
      • Braveman P.
      • Marks J.
      Pandemic influenza planning in the United States from a health disparities perspective.
      ,
      • Uscher-Pines L.
      • Duggan P.S.
      • Garoon J.P.
      • Karron R.A.
      • Faden R.R.
      Planning for an influenza pandemic: social justice and disadvantaged groups.
      ,
      • DeBruin D.
      • Liaschenko J.
      • Marshall M.F.
      Social justice in pandemic preparedness.
      ,
      • Lorenc T.
      • Oliver K.
      Adverse effects of public health interventions: a conceptual framework.
      ,
      • Zhang S.X.
      • Wang Y.
      • Rauch A.
      • Wei F.
      Unprecedented disruption of lives and work: health, distress and life satisfaction of working adults in China one month into the COVID-19 outbreak.
      ]. In their comment in Nature Medicine on March 26, 2020, Wang and Tang stated “Solid evidence for tackling health inequities during the COVID-19 outbreak is in urgent need. The scarcity of health-equity assessment during the current outbreak will halve the disease-control efforts [
      • Wang Z.
      • Tang K.
      Combating COVID-19: health equity matters.
      ].” Although there have been analyses of the wider impacts of the pandemic [
      • Douglas M.
      • Katikireddi S.V.
      • Taulbut M.
      • McKee M.
      • McCartney G.
      Mitigating the wider health effects of covid-19 pandemic response.
      ], there is a lack of evidence-informed tools for detailed and systematic analysis of the type and extent of inequities that may be created or deepened as a result of the actions taken to address the pandemic. Such tools are needed to identify and implement mitigation strategies and to inform an equitable pandemic response.
      The aim of this study was to develop a conceptual framework to help various policy actors, including national and local governments, public health professionals, nongovernmental organizations, and researchers, systematically to analyze the health, psychological, social, and opportunity cost harms of COVID-19 policies according to the Cochrane PROGRESS-Plus equity algorithm. We worked through specific COVID-19 policy examples for each of the PROGRESS-Plus equity domains to demonstrate how the conceptual framework could be used. We identified the areas where there may be an inequitably distributed burden of adverse effects caused by COVID-19 public health interventions or where COVID-19 interventions may widen pre-existing inequities [
      • Lorenc T.
      • Petticrew M.
      • Welch V.
      • Tugwell P.
      What types of interventions generate inequalities? Evidence from systematic reviews.
      ].

      2. Methods

      We built on two previously developed frameworks for assessing the adverse and inequitable effects of public health interventions [
      • O’Neill J.
      • Tabish H.
      • Welch V.
      • Petticrew M.
      • Pottie K.
      • Clarke M.
      • et al.
      Applying an equity lens to interventions: using PROGRESS ensures consideration of socially stratifying factors to illuminate inequities in health.
      ,
      • Lorenc T.
      • Oliver K.
      Adverse effects of public health interventions: a conceptual framework.
      ]. The Lorenc and Oliver framework describes five categories of harms that may occur when implementing public health interventions without mitigation strategies: direct health harms, psychological harms, equity harms, group and social harms, and opportunity costs [
      • Lorenc T.
      • Oliver K.
      Adverse effects of public health interventions: a conceptual framework.
      ]. We expanded on this by subdividing the concept of “equity harms” into the domains specified by the PROGRESS-Plus health equity framework: Place of residence, Race/ethnicity/culture/language, Occupation, Gender/sex, Religion, Education, Socioeconomic status, Social capital, Sexual orientation, Age, and Disability [
      • Blumenshine P.
      • Reingold A.
      • Egerter S.
      • Mockenhaupt R.
      • Braveman P.
      • Marks J.
      Pandemic influenza planning in the United States from a health disparities perspective.
      ]. After disaggregating the “equity” domain, we cross-tabulated the PROGRESS-Plus categories with the remaining four adverse effects domains: direct health harms, psychological harms, group and social harms, and opportunity cost harms. This approach allowed us to 1) identify the relevant peer-reviewed and gray literature of previously known inequities and emerging evidence of the impacts of the lockdown measures, 2) conceptualize how specific measures may exacerbate, or lead to, inequities, and 3) relate these considerations to potential mitigation measures.
      Conceptual frameworks represent a network of interlinked concepts in a particular area. They can provide a structure for understanding a phenomenon or subject [
      • Jabareen Y.
      Building a conceptual framework: philosophy, definitions, and procedure.
      ]. Polit and Beck asserted that frameworks can in fact make research more comprehensible and generalizable [
      • Polit D.F.
      • Beck C.T.
      Essentials of nursing research: appraising evidence for nursing practice.
      ]. They are a way to bring together many components on a complex topic, such as COVID-19-related inequity. We drew from the literature on health equity impact assessments (HEIAs) to develop and complete a “proof-of-concept” framework. The World Health Organization's Commission on Social Determinants of Health highlights the importance of undertaking HEIAs during the policy development [
      • Povall S.L.
      • Haigh F.A.
      • Abrahams D.
      • Scott-Samuel A.
      Health equity impact assessment.
      ]. We iteratively and reflexively developed our framework to cover two dimensions: 1) socially stratifying equity factors and 2) types of harms. These frameworks were developed iteratively through application and testing in systematic reviews, epidemiologic studies, and policy analyses [
      • O’Neill J.
      • Tabish H.
      • Welch V.
      • Petticrew M.
      • Pottie K.
      • Clarke M.
      • et al.
      Applying an equity lens to interventions: using PROGRESS ensures consideration of socially stratifying factors to illuminate inequities in health.
      ,
      • Lorenc T.
      • Oliver K.
      Adverse effects of public health interventions: a conceptual framework.
      ,
      • Lorenc T.
      • Petticrew M.
      • Welch V.
      • Tugwell P.
      What types of interventions generate inequalities? Evidence from systematic reviews.
      ]. After testing our framework on emergent reports of COVID-19 equity harms, we refined it to capture policies (rather than programs); to function on disparate geopolitical levels; and to capture mitigation strategies [
      • Davenport C.
      • Mathers J.
      • Parry J.
      Use of health impact assessment in incorporating health considerations in decision making.
      ].
      After we developed the framework, we purposively selected from the many emergent reports of COVID-19 policy interventions causing equity harms to demonstrate the application of the framework. We searched the peer-reviewed and emergent COVID-19 literature to identify the pre-existing evidence on inequities related to the specific harms associated with a particular lockdown policy. We conceptualized the interplay between a given policy, and its equity harms, by drawing on this literature, and through expert consultation and consensus discussions. We identified examples of ongoing efforts to mitigate the inequity effects generated by the lockdown measures through expert consultation with the Campbell and Cochrane Equity Methods Group. Systematic review of the literature was not performed given 1) the examples were intended to be illustrative but not exhaustive, 2) ongoing research and evaluation is needed to measure actual equity harms, and 3) the need to provide evidence-informed but timely tools in the context of a rapidly evolving situation to draw attention to inequities.
      We included examples of COVID-19 policies to demonstrate how the new framework could be used. We purposively selected our examples of policy interventions from emergent COVID-19 literature and media reports to cover: each WHO region, a range of lenient to stricter policies, one low- or middle-income country (LMIC) and high-income country (HIC) example per PROGRESS-Plus domain, and measures being monitored by the Oxford COVID-19 policy tracker []. We applied our framework to each COVID-19 policy case study.

      3. Results

      Construction and application of the framework demonstrated that each adverse effect, and each equity domain, can interact with, worsen, and be worsened by others. For example, equity factors such as age, place of residence, socioeconomic status (SES), ethnicity, and occupation may all contribute to physical risk of Covid-19 but also be risk factors for disproportionately feeling the effects of certain policy interventions (Fig. 1).
      Figure thumbnail gr1
      Fig. 1The pandemic exacerbates existing inequities, which can in turn exacerbate the pandemic, for example, low SES individuals need to work rather than remain in lockdown. Policy responses have the ability to reduce the peak of the pandemic, or, if poorly designed or implemented, increase it. They also have the potential to increase or reduce inequities. Mitigation strategies can be implemented at the review stage leading to a change in the policy design to prevent or reduce the risk of inequitable harms, or be implemented alongside the lockdown policies to counter or reduce the anticipated impacts on inequities. Both approaches may be taken; this may introduce a feedback loop that targets reductions in the pandemic itself, and health and societal inequities.
      Table 1 uses a number of examples of COVID-19 policies to illustrate four types of harms across the domains specified by the PROGRESS-Plus health equity framework. It also provides examples of mitigation interventions. An expanded version of Table 1 can be found in the Supplementary Materials.
      Table 1A conceptual framework for identifying equity harms due to COVID-19 policies
      CountryCOVID-19 policiesEvidence of potential harmsInterventions
      PhysicalPsychologicalGroup/socialOpportunity cost
      Place of residenceLMICPeople living in shanty towns in South Africa have been targeted [
      • Parkinson J.
      • Bariyo N.
      Africa, Fierce enforcement of coronavirus lockdowns is stirring resentment.
      ]
      Infection [
      • Umuhoza S.M.
      • Ataguba J.E.
      Inequalities in health and health risk factors in the Southern African development community: evidence from World health surveys.
      ,
      • Nkosi V.
      • Haman T.
      • Naicker N.
      • Mathee A.
      Overcrowding and health in two impoverished suburbs of Johannesburg, South Africa.
      ,
      • Weimann A.
      • Oni T.
      A systematised review of the health impact of urban informal settlements and implications for upgrading interventions in South Africa, a rapidly urbanising middle-income Country.
      ]
      Mental health [
      • Weimann A.
      • Oni T.
      A systematised review of the health impact of urban informal settlements and implications for upgrading interventions in South Africa, a rapidly urbanising middle-income Country.
      ]
      Street vendors; informal workers [
      • Mitullah W.
      Street Vendors and informal trading: struggling for the right to trade [Internet].
      ,
      • Resnick D.
      COVID-19 lockdowns threaten Africa’s vital informal urban food trade [Internet]. The Africa report.
      ]
      Economic loss; unemployment [
      • Lima N.N.R.
      • de Souza R.I.
      • Feitosa P.W.G.
      • Moreira J.L.
      • da Silva C.G.L.
      • Neto M.L.R.
      People experiencing homelessness: their potential exposure to COVID-19.
      ,
      • Corburn J.
      • Vlahov D.
      • Mberu B.
      • Riley L.
      • Caiaffa W.T.
      • Rashid S.F.
      • et al.
      Slum Health: Arresting COVID-19 and Improving well-being in urban informal settlements.
      ]
      Topping up child support grants [
      • Bassier I.
      • Budlender J.
      • Leibbrandt M.
      • Zizzamia R.
      South Africa can - and should -top up child support grants to avoid a humanitarian crisis. The Conversation.
      ]
      HICClosure of green spaces [
      • Yglesias M.
      The case for reopening America’s parks. Vox.
      ,
      • Brooks S.K.
      • Webster R.K.
      • Smith L.E.
      • Woodland L.
      • Wessely S.
      • Greenberg N.
      • et al.
      The psychological impact of quarantine and how to reduce it: rapid review of the evidence.
      ]
      Child injuries [
      • Sengoelge M.
      • Hasselberg M.
      • Ormandy D.
      • Laflamme L.
      Housing, income inequality and child injury mortality in Europe: a cross-sectional study.
      ]
      Mental health [
      • Baker M.G.
      • Barnard L.T.
      • Kvalsvig A.
      • Verrall A.
      • Zhang J.
      • Keall M.
      • et al.
      Increasing incidence of serious infectious diseases and inequalities in New Zealand: a national epidemiological study.
      ,
      ]
      Homeless [
      ]
      Inactivity [
      • Hartig T.
      • Astell-Burt T.
      • Bergsten Z.
      • Amcoff J.
      • Mitchell R.
      • Feng X.
      Associations between greenspace and mortality vary across contexts of community change: a longitudinal ecological study.
      ,
      • Bratman G.N.
      • Anderson C.B.
      • Berman M.G.
      • Cochran B.
      • de Vries S.
      • Flanders J.
      • et al.
      Nature and mental health: an ecosystem service perspective.
      ]
      Parks [
      • Yglesias M.
      The case for reopening America’s parks. Vox.
      ]; housing [
      ]
      Race, ethnicity, culture, and languageLMICLebanon's government quarantined refugee camps [
      • Knipp K.
      • Juma A.
      Lebanon faces coronavirus, poverty, hunger. DW.
      ]
      Decreased medical care [
      • Chehayeb K.
      How COVID-19 is limiting healthcare access for refugees in Lebanon.
      ]
      Anxiety, PTSD [
      • Kazour F.
      • Zahreddine N.R.
      • Maragel M.G.
      • Almustafa M.A.
      • Soufia M.
      • Haddad R.
      • et al.
      Post-traumatic stress disorder in a sample of Syrian refugees in Lebanon.
      ,
      • Strømme E.M.
      • Haj-Younes J.
      • Hasha W.
      • Fadnes L.T.
      • Kumar B.
      • Igland J.
      • et al.
      Health status and use of medication and their association with migration related exposures among Syrian refugees in Lebanon and Norway: a cross-sectional study.
      ,
      • Azhari T.
      Lebanon municipalities “discriminate” against refugees.
      ]
      Stigma, disenfranchisement [
      • Brooks S.K.
      • Webster R.K.
      • Smith L.E.
      • Woodland L.
      • Wessely S.
      • Greenberg N.
      • et al.
      The psychological impact of quarantine and how to reduce it: rapid review of the evidence.
      ,
      ]
      Forgoing more effective interventions [
      • Corburn J.
      • Vlahov D.
      • Mberu B.
      • Riley L.
      • Caiaffa W.T.
      • Rashid S.F.
      • et al.
      Slum Health: Arresting COVID-19 and Improving well-being in urban informal settlements.
      ]
      Provide food, medical supplies [
      UNESCO
      United Nations Response to COVID-19 Outbreak in Lebanon.
      ,
      ]
      HICSweden's COVID-19 cases proliferated among immigrants [
      • Speckhard A.
      • Mahamud O.
      • Ellenberg M.
      When Religion and Culture Kill: COVID-19 in the Somali Diaspora Communities in Sweden.
      ]
      COVID-19 cases [
      • Speckhard A.
      • Mahamud O.
      • Ellenberg M.
      When Religion and Culture Kill: COVID-19 in the Somali Diaspora Communities in Sweden.
      ]
      Stigma [
      • McElroy D.
      Sweden is making a dangerous bet on a “cultural cure” to COVID-19.
      ]
      Access to expert advice [
      • Rothschild N.
      The Hidden Flaw in Sweden’s Anti-Lockdown Strategy.
      ]
      Population level alternatives [
      • Petticrew M.
      • Tugwell P.
      • Kristjansson E.
      • Oliver S.
      • Ueffing E.
      • Welch V.
      Damned if you do, damned if you don’t: subgroup analysis and equity.
      ]
      Make housing available [
      • McElroy D.
      Sweden is making a dangerous bet on a “cultural cure” to COVID-19.
      ]
      OccupationLMICInformal workers in Nigeria and Kenya could not work [
      • Busari S.
      • Salaudeen A.
      We don’t work, we don’t eat’: Informal workers face stark choices as Africa’s largest megacity shuts down.
      ,
      ]
      Food insecurity [
      • George L.
      COVID-19 is exacerbating food shortages in Africa.
      ]
      Stigma [
      • Kiaga A.K.
      The impact of the COVID-19 on the informal economy in Africa and the related policy responses.
      ]
      Resistance and protests [
      ]
      Economic output [
      • Onyekwena C.
      • Ekeruche M.A.
      Understanding the impact of the COVID-19 outbreak on the Nigerian economy.
      ]
      Cash payments [
      ]
      HICEssential workers at higher risk [
      • Lu M.
      The Front Line: visualizing the occupations with the highest COVID-19 risk.
      ]
      COVID-19 cases [
      ]
      Stress [
      ,
      • Greenberg N.
      • Docherty M.
      • Gnanapragasam S.
      • Wessely S.
      Managing mental health challenges faced by healthcare workers during covid-19 pandemic.
      ]
      Eviction [
      • Mays H.
      NHS paramedic evicted from home for fear he would spread COVID-19.
      ]
      Other illnesses [
      • Rosenbaum L.
      The Untold Toll — The Pandemic’s Effects on Patients without Covid-19.
      ]
      Protect workers [
      European Centre for Disease Prevention and Control
      Considerations relating to social distancing measures in response to COVID-19 – second update.
      ,
      • Wenham C.
      • Smith J.
      • Morgan R.
      COVID-19: the gendered impacts of the outbreak.
      ]
      Gender/sexLMICSchool closures have unique impacts on girls [
      Global Education Coalition. UNESCO.
      ]
      Food insecurity [
      • George A.S.
      • Amin A.
      • de Abreu Lopes C.M.
      • Ravindran T.K.S.
      Structural determinants of gender inequality: why they matter for adolescent girls’ sexual and reproductive health.
      ]
      Child marriage [
      ]; mental health [
      • George A.S.
      • Amin A.
      • de Abreu Lopes C.M.
      • Ravindran T.K.S.
      Structural determinants of gender inequality: why they matter for adolescent girls’ sexual and reproductive health.
      ,
      • John N.A.
      • Edmeades J.
      • Murithi L.
      Child marriage and psychological well-being in Niger and Ethiopia.
      ]
      Gendered educational attainment [
      • Graetz N.
      • Woyczynski L.
      • Wilson K.F.
      • Hall J.B.
      • Abate K.H.
      • Abd-Allah F.
      • et al.
      Mapping disparities in education across low- and middle-income countries.
      ,
      • Kelly-Linden J.
      Education in crisis: why girls will pay the highest price in the COVID-19 pandemic.
      ]
      Foregoing education [
      ]
      Representation [
      ]
      HICIn the United Kingdom, home is unsafe for some during lockdown [
      • Ford L.
      “Calamitous”: domestic violence set to soar by 20% during global lockdown.
      ]
      Abuse [
      • Ford L.
      “Calamitous”: domestic violence set to soar by 20% during global lockdown.
      ,
      • Townsend M.
      Revealed: surge in domestic violence during COVID-19 crisis.
      ,
      • Bowcott O.
      • Grierson J.
      Refuges from domestic violence running out of space, MPs hear.
      ]
      Abuse [
      • Townsend M.
      Revealed: surge in domestic violence during COVID-19 crisis.
      ,
      • Schumacher J.A.
      • Coffey S.F.
      • Norris F.H.
      • Tracy M.
      • Clements K.
      • Galea S.
      Intimate partner violence and Hurricane Katrina: predictors and associated mental health outcomes.
      ]
      Migrant women [
      • Grierson J.
      Labour calls for end to migrant benefit block during lockdown.
      ]
      Morbidity [
      ,
      • Oliver R.
      • Alexander B.
      • Roe S.
      • Wlasny M.
      The economic and social costs of domestic abuse.
      ]
      Representation [
      • Wenham C.
      • Smith J.
      • Morgan R.
      COVID-19: the gendered impacts of the outbreak.
      ,
      Coronavirus (COVID-19): support for victims of domestic abuse.
      ]
      ReligionLMICIndonesia had high rates of COVID-19 [
      • Ratcliffe R.
      indoneisa bans Ramadan exodus amid coronavirus fears.
      ]
      Smoking risks [
      • Media Statement
      Knowing the risks for COVID-19.
      ]
      Stigma [
      • Kate W.
      Wuhan Virus Boosts Indonesian Anti-Chinese Conspiracies.
      ,
      • Utomo W.P.
      Coronavirus, fear, and misinformation [Internet]. Indonesia at Melbourne.
      ]
      Unhealthy commodities [
      Kantar Indonesia
      COVID19 impact on indonesian attitudes & behaviours: learning for brands.
      ]
      Displacing effective interventions [
      • Rolli N.
      Transcript of PM earnings conference call.
      ,
      • Doogan N.J.
      • Wewers M.E.
      • Berman M.
      The impact of a federal cigarette minimum pack price policy on cigarette use in the USA.
      ]
      Banning mudik [
      • Ratcliffe R.
      indoneisa bans Ramadan exodus amid coronavirus fears.
      ]
      HICCertain UK religious groups may not be receiving COVID-19 news [
      • Hussain S.
      NHS officials told me Muslim households are particularly vulnerable to coronavirus – it’s important to understand why.
      ,
      • Parveen N.
      Police investigate UK far-right groups over anti-Muslim coronavirus claims.
      ]
      Hate crimes, assaults [
      • Parveen N.
      Police investigate UK far-right groups over anti-Muslim coronavirus claims.
      ]
      Stigma [
      • Sherwood H.
      Jewish leaders fear ultra-orthodox Jews have missed isolation message.
      ]
      Preventing traditional practices [
      • Blevins J.B.
      • Jalloh M.F.
      • Robinson D.A.
      Faith and global health practice in ebola and HIV emergencies.
      ]
      Foregoing faith-based interventions [
      • Alawiyah T.
      • Bell H.
      • Pyles L.
      • Runnels R.C.
      Spirituality and Faith-based interventions: pathways to disaster resilience for african American Hurricane Katrina survivors.
      ]
      Faith organizations may provide help [
      • Alawiyah T.
      • Bell H.
      • Pyles L.
      • Runnels R.C.
      Spirituality and Faith-based interventions: pathways to disaster resilience for african American Hurricane Katrina survivors.
      ]
      EducationLMIC90% of learners are out of school [
      COVID-19 Educational Disruption and Response. UNESCO.
      ]
      Food insecurity [
      ]
      Anxiety, stress [
      • Lee J.
      Mental health effects of school closures during COVID-19.
      ]
      Poorer families [
      • Nafungo J.
      Africa: virtual learning during COVID-19, who is left behind?.
      ]
      Education [
      Global Education Coalition. UNESCO.
      ]
      Remote learning [
      Global Education Coalition. UNESCO.
      ]
      HICMost US schools closed until September [
      • Chavez N.
      • Moshtaghian A.
      44 states have ordered or recommended that schools don’t reopen this academic year.
      ]
      Food insecurity [
      • Cauchemez S.
      • Ferguson N.M.
      • Wachtel C.
      • Tegnell A.
      • Saour G.
      • Duncan B.
      • et al.
      Closure of schools during an influenza pandemic.
      ]
      Anxiety, stress [
      • Lee J.
      Mental health effects of school closures during COVID-19.
      ]
      Health workers [
      • Bayham J.
      • Fenichel E.P.
      Impact of school closures for COVID-19 on the US health-care workforce and net mortality: a modelling study.
      ]
      Absenteeism [
      • Bayham J.
      • Fenichel E.P.
      Impact of school closures for COVID-19 on the US health-care workforce and net mortality: a modelling study.
      ]
      “Take-out” meals [
      • Moss K.
      • Dawson L.
      • Long M.
      • Kates J.
      • Musumeci M.
      • Cubanski J.
      • et al.
      The families first coronavirus response act: summary of key provisions.
      ]
      Socioeconomic statusLMICLebanon restricted informal workers [
      • Perry T.
      • Abdallah I.
      Coronavirus compounds Lebanon’s woes, many struggle for food.
      ,
      • Holtmeier L.
      • Alami M.
      Informal workers in Arab world hit hardest by coronavirus, unlikely to get help.
      ]
      Food insecurity [
      • Lewis L.
      Can Lebanon afford a coronavirus shut-down?.
      ]
      Stigma, stress [
      • Perry T.
      • Abdallah I.
      Coronavirus compounds Lebanon’s woes, many struggle for food.
      ]
      Protests [
      • Chehayeb K.
      Twitter.
      ,]
      Education [
      • Abdul-Hamid H.
      LEBANON: education public expenditure review.
      ,
      • Houssari N.
      Lebanon shuts schools after fourth coronavirus case.
      ]
      Fiscal measures [
      • Lebanon
      Direct COVID-19 assistance to hardest hit - inadequate government response creates risk of hunger for many.
      ,
      • Chen B.
      • Cammett M.
      Informal politics and inequity of access to health care in Lebanon.
      ]
      HICNew Zealand's government enforced border closures [
      • Gunia A.
      Why New Zealand’s Coronavirus Elimination Strategy Is Unlikely to Work in Most Other Places.
      ]
      COVID-19 risk in Māori [
      • Newton K.
      Covid-19 deadlier for Māori, Pasifika - modelling predicts.
      ]
      Mental health [
      • Sibley C.G.
      • Harré N.
      • Hoverd W.J.
      • Houkamau C.A.
      The gap in the subjective wellbeing of Māori and New Zealand Europeans Widened between 2005 and 2009.
      ,
      • Harris R.
      • Tobias M.
      • Jeffreys M.
      • Waldegrave K.
      • Karlsen S.
      • Nazroo J.
      Effects of self-reported racial discrimination and deprivation on Māori health and inequalities in New Zealand: cross-sectional study.
      ]
      Māori and Pasifika [
      • Sibley C.G.
      • Harré N.
      • Hoverd W.J.
      • Houkamau C.A.
      The gap in the subjective wellbeing of Māori and New Zealand Europeans Widened between 2005 and 2009.
      ]
      Tourism sector [
      • Gunia A.
      Why New Zealand’s Coronavirus Elimination Strategy Is Unlikely to Work in Most Other Places.
      ]
      Avoid exacerbation inequalities [
      • Ahmed F.
      • Ahmed N.
      • Pissarides C.
      • Stiglitz J.
      Why inequality could spread COVID-19.
      ,
      ]
      Social capitalLMICRestrictions risk community networks [
      • Corburn J.
      • Vlahov D.
      • Mberu B.
      • Riley L.
      • Caiaffa W.T.
      • Rashid S.F.
      • et al.
      Slum Health: Arresting COVID-19 and Improving well-being in urban informal settlements.
      ]
      Drug adherence [
      • Binagwaho A.
      • Ratnayake N.
      The role of social capital in successful adherence to antiretroviral therapy in Africa.
      ]
      Stress [
      • Gausman J.
      • Austin S.B.
      • Subramanian S.V.
      • Langer A.
      Adversity, social capital, and mental distress among mothers of small children: a cross-sectional study in three low and middle-income countries.
      ]
      Cohesion [
      • Agampodi T.C.
      • Agampodi S.B.
      • Glozier N.
      • Siribaddana S.
      Measurement of social capital in relation to health in low and middle income countries (LMIC): a systematic review.
      ,
      • Uphoff E.P.
      • Pickett K.E.
      • Cabieses B.
      • Small N.
      • Wright J.
      A systematic review of the relationships between social capital and socioeconomic inequalities in health: a contribution to understanding the psychosocial pathway of health inequalities.
      ]
      Future local projects [
      • Cento Bull A.
      • Jones B.
      Governance and Social Capital in Urban Regeneration: A Comparison between Bristol and Naples.
      ]
      Remote support [
      • Glynn J.R.
      Protecting workers aged 60–69 years from COVID-19.
      ]
      HIC“Snitch lines” and fines were adopted in Ottawa, Canada [
      • Gerster J.
      • Russell A.
      Fines, snitch lines: Crackdown on coronavirus rule breakers could have consequences.
      ,
      • Denley R.
      City of Ottawa’s tough COVID-19 crackdown measures could backfire. Ottawa Citizen.
      ]
      Decrease treatment seeking [
      • McCutchan G.
      • Wood F.
      • Smits S.
      • Edwards A.
      • Brain K.
      Barriers to cancer symptom presentation among people from low socioeconomic groups: a qualitative study.
      ]
      Depression [
      • Nyqvist F.
      • Victor C.R.
      • Forsman A.K.
      • Cattan M.
      The association between social capital and loneliness in different age groups: a population-based study in Western Finland.
      ]
      Stigma, decreased trust [
      ]
      Displace more effective alternatives [
      • Laskowski-Jones L.
      COVID-19 and changing social norms.
      ]
      Remote support [
      • Glynn J.R.
      Protecting workers aged 60–69 years from COVID-19.
      ]
      AgeLMICVaccine programs suspended in Ukraine [
      ]
      Preventable diseases [
      • McGovern M.E.
      • Canning D.
      Vaccination and all-cause child mortality from 1985 to 2011: global evidence from the demographic and health surveys.
      ]
      Mental health [
      • Nandi A.
      • Shet A.
      • Behrman J.R.
      • Black M.M.
      • Bloom D.E.
      • Laxminarayan R.
      Anthropometric, cognitive, and schooling benefits of measles vaccination: Longitudinal cohort analysis in Ethiopia, India, and Vietnam.
      ]
      Children of poorest parents [
      ]
      Increased inequalities [
      • Thomson K.
      • Hillier-Brown F.
      • Todd A.
      • McNamara C.
      • Huijts T.
      • Bambra C.
      The effects of public health policies on health inequalities in high-income countries: an umbrella review.
      ]
      Avoid suspending vaccines [
      • Lorenc T.
      • Petticrew M.
      • Welch V.
      • Tugwell P.
      What types of interventions generate inequalities? Evidence from systematic reviews.
      ,
      • Adams J.
      • Mytton O.
      • White M.
      • Monsivais P.
      Why are some population interventions for diet and obesity more equitable and effective than others? The role of individual agency.
      ]
      HICThe United Kingdom and the United States are isolating the elderly and those living in care homesHigh rates of COVID-19 [
      • Gardner W.
      • States D.
      • Bagley N.
      The Coronavirus and the risks to the elderly in long-term care.
      ]
      Loneliness, depression [
      • Cacioppo J.T.
      • Cacioppo S.
      Older adults reporting social isolation or loneliness show poorer cognitive function 4 years later.
      ]
      Need for health and social care [
      • Morrison J.
      Social isolation should be a public health priority.
      ]
      Staggered release [
      • Nugent C.
      Governments are weighing how to ease Coronavirus lockdowns.
      ]
      Support lines [
      ], access to care [
      • Kluge H.H.P.
      Older people are at highest risk from COVID-19, but all must act to prevent community spread.
      ]
      DisabilityLMICSome South American prisons halted visits. Prevalence of disabilities is high in incarcerated people [
      ]
      High rates of COVID-19 [
      • Limoncelli K.E.
      • Mellow J.
      • Na C.
      Determinants of intercountry prison incarceration rates and overcrowding in Latin America and the Caribbean.
      ,
      • Hoge C.W.
      • Reichler M.R.
      • Dominguez E.A.
      • Bremer J.C.
      • Mastro T.D.
      • Hendricks K.A.
      • et al.
      An epidemic of pneumococcal disease in an overcrowded, inadequately ventilated jail.
      ]
      Mental health [
      • De Claire K.
      • Dixon L.
      The effects of prison visits from family members on prisoners’ well-being, prison rule breaking, and recidivism: a review of research since 1991.
      ]
      Stigma [
      • Winnick T.A.
      • Bodkin M.
      Anticipated stigma and stigma management among those to be Labeled “ex-con.
      ]
      Visits reduce recidivism [
      • De Claire K.
      • Dixon L.
      The effects of prison visits from family members on prisoners’ well-being, prison rule breaking, and recidivism: a review of research since 1991.
      ], Riots [
      ]
      Decarceration [
      • Comninos A.
      COVID-19 in prison [Internet]. Association for the prevention of torture.
      ]
      HICCanadian children's autism therapy disrupted [
      • Vandinther J.
      COVID-19 pandemic taking harder toll on parents, families taking care of children living with autism.
      ]
      Risk of COVID-19 [
      ]
      Backsliding; stress [
      • Vandinther J.
      COVID-19 pandemic taking harder toll on parents, families taking care of children living with autism.
      ,
      • Sanchack K.E.
      • Thomas C.A.
      Autism spectrum disorder: primary care principles.
      ]
      Regressions in skills [
      • Hill F.
      The Pandemic is a crisis for students with special needs.
      ]
      Access to information [
      • Wentz B.
      • Jaeger P.T.
      • Lazar J.
      Retrofitting accessibility: the legal ineqality of after-the-fact online access for persons with disabilities in the United States.
      ]
      Involve affected groups [
      ,
      Employment and Social Development Canada
      Backgrounder: COVID-19 Disability Advisory Group.
      ]
      Table 1 serves as a case study for how to use this conceptual framework. A blank version is included in Supplementary Materials for readers to use themselves. Table 2 outlines the definitions of the domains that comprise the framework and are used in Table 1. We used examples of specific policies adopted in response to the COVID-19 pandemic to demonstrate the types of evidence that may support identification of a range of equity issues and associated harms. We chose a real-world policy response to the COVID-19 pandemic, which has relevance to each of the PROGRESS-Plus categories, including a HIC and a LMIC policy example. We also identified examples of mitigating interventions that have been attempted so far in the COVID-19 response. Not all mitigating strategies will be effective, and these proposed mitigating strategies may themselves generate a range of adverse effects that are also likely to be distributed inequitably, with many yet to be evaluated.
      Table 2Definitions of the terms used
      EquityThe absence of avoidable and unfair differences in a particular condition or state between different groups of people. For example, health equity is the absence of avoidable and unfair differences in health outcomes [
      • Whitehead M.
      The concepts and principles of equity and health.
      ]
      Adverse effects (adapted from Lorenc and Oliver) [
      • Lorenc T.
      • Oliver K.
      Adverse effects of public health interventions: a conceptual framework.
      ]
       Physical healthDirect or indirect harms that accrue across all spheres of physical health
       Psychological healthDirect or indirect harms that accrue across the range of mental health areas, including but not limited to depression, anxiety, stress, and psychosis
       Group or socialDirect or indirect harms that accrue by targeting social interventions at particular groups or parts of society, thereby worsening the experience of subsets of people within a population
       Opportunity costThe loss of one or more option, course of action, or outcome that is incurred by selecting an alternative one
      PROGRESS domains (adapted from O'Neill et al.) [
      • O’Neill J.
      • Tabish H.
      • Welch V.
      • Petticrew M.
      • Pottie K.
      • Clarke M.
      • et al.
      Applying an equity lens to interventions: using PROGRESS ensures consideration of socially stratifying factors to illuminate inequities in health.
      ]
       Place of residencePlace of residence can mean the type of dwelling (house with a garden, flat, house of multiple occupancy, informal settlement, prison), location of dwelling (urban, suburban, rural), specialist dwelling (assisted living, care homes, hospice), or lack of dwelling (people who experience homelessness). It is linked to socio-economic status and access to outside space, public transit, infrastructure, livelihoods, and other services (e.g., health care), social cohesion, and environmental exposures [
      • Caryl F.
      • Shortt N.K.
      • Pearce J.
      • Reid G.
      • Mitchell R.
      Socioeconomic inequalities in children’s exposure to tobacco retailing based on individual-level GPS data in Scotland.
      ]
       Race, ethnicity, culture, and languageThere are many health outcomes that accrue inequitably due to race, ethnicity, culture, and language. Health risks and outcomes are often stratified between ethnic groups, with worse health outcomes often observed in Black, Asian, and Minority Ethnic (BAME) populations. This may reflect inequities in the burdens of wider determinants of health such as employment and environmental exposures, discrimination, education, or diet. However, concepts such as inherent or biological susceptibility can be invoked to further discriminate against such groups, leading to further physical and psychological harms
       OccupationOccupation may refer to the status of employment—such as unemployed, part-time, “zero-hour” contract or full-time employment—or the type of employment. These have implications for health equity, with some professions or exposures being more high risk than others. Job security and the type of labor protections in place are important, particularly during times of crisis
       Gender/sexBiological and gender-based differences can lead to unequal distribution of disease risks, incidence and outcomes, as well as healthcare service needs. Other differences can be due to inequitable exposure to risk or protections based on sex or gender, such as through the sector of employment or legal rights, or discrimination, barriers to services, or the type and quality of service provision that is received
       ReligionReligious affiliation, or lack thereof, can lead to inequitably exposure to harms and/or opportunities. For example religious status may affect access to health services or the appropriateness of the health service offered and received. Certain religious affiliations may experience discrimination, stigma, or even violence
       EducationEducation is known to have impact on health status not only due to its relationship with employment, and consequently, income, but also due to the colocation and embedding of other health interventions (e.g., counseling and meal programs) into educational settings. Education is a fundamental determinant of health and also an effective means of reducing health inequities. Conversely, disruption to education is an adverse mechanism for potentially increasing inequalities; partly by withdrawing the intervention from poorer families, but also because better off families are better able to fill the gap with supplemental homeschooling
       Socioeconomic status (SES)Higher SES is associated with longer life expectancy and fewer years of poor health due to a constellation of effects including access to clean water, food security, better housing conditions, education, access to healthcare, health and communication literacy, and lower rates of stress
       Social capitalThe original PROGRESS definitions included social capital, which was defined as: “social relationships and networks. It includes interpersonal trust between members of a community, civic participation, and the willingness of members of a community to assist each other and facilitate the realization of collective community goals and the strength of their political connections, which can facilitate access to services [
      • O’Neill J.
      • Tabish H.
      • Welch V.
      • Petticrew M.
      • Pottie K.
      • Clarke M.
      • et al.
      Applying an equity lens to interventions: using PROGRESS ensures consideration of socially stratifying factors to illuminate inequities in health.
      ].” Social capital can act as a determinant of health and also a social buffer, particularly in times of individual or population-level crisis. It can act via psychosocial pathways, and it can enhance financial support or access to resources [
      • Uphoff E.P.
      • Pickett K.E.
      • Cabieses B.
      • Small N.
      • Wright J.
      A systematic review of the relationships between social capital and socioeconomic inequalities in health: a contribution to understanding the psychosocial pathway of health inequalities.
      ]. Social capital is closely related to socioeconomic inequalities; it is important not to view social capital, which often has an individualistic focus, as an alternative to effective health, social and economic policies to reduce or even prevent inequities [
      • Pearce N.
      • Davey Smith G.
      Is social capital the key to inequalities in health?.
      ]
      Other relevant domains: The PROGRESS domains include a “Plus” feature, which allows for the addition of specific time-dependent or condition-dependent domains. These can vary across contexts. We chose to include age and disability because of their relevance to COVID-19 outcomes [
      • O’Neill J.
      • Tabish H.
      • Welch V.
      • Petticrew M.
      • Pottie K.
      • Clarke M.
      • et al.
      Applying an equity lens to interventions: using PROGRESS ensures consideration of socially stratifying factors to illuminate inequities in health.
      ]
       AgeWhile age itself is an unavoidable risk factor for many diseases, certain age groups can often be inequitably impacted by avoidable differences in access to services and technology and vulnerability to exploitation and to the impacts of termination or suspension of certain services such as routine healthcare services or education. Some age groups may have greater resilience or adaptability during times of crisis
       DisabilityDisability reduces access to health services [
      • Sullivan W.F.
      • Diepstra H.
      • Heng J.
      • Ally S.
      • Bradley E.
      • Casson I.
      • et al.
      Primary care of adults with intellectual and developmental disabilities.
      ]. These reductions in access may be exacerbated by closures, uncertainties, and reduced availability of primary care clinicians or other forms of routine care. Uncertainty in access to services can lead to psychological harms for those most dependent on them [
      • Rajkumar R.P.
      COVID-19 and mental health: a review of the existing literature.
      ]
      Although each policy example and associated equity considerations provides important insights for policy design and implementation, important observations are made from examining trends across the table as a whole. For example, the same harms (food insecurity, violence, loneliness, depression, anxiety, stigma) are repeated across many groups and are exacerbated by many COVID-19 policy interventions. This is crucial; it shows that inequitable policy options may generate interactive and multiplicative harms [
      • Douglas M.
      • Katikireddi S.V.
      • Taulbut M.
      • McKee M.
      • McCartney G.
      Mitigating the wider health effects of covid-19 pandemic response.
      ,
      • Macintyre S.
      Deprivation amplification revisited; or, is it always true that poorer places have poorer access to resources for healthy diets and physical activity?.
      ,
      • Nogueira H.G.
      Deprivation amplification and health promoting resources in the context of a poor country.
      ]. For example, poorer women living in poorer communities are at higher risk of acquiring COVID-19 due to the need to continue working and to crowded working and living conditions. In addition, if they become infected, they are at higher risk of poor health outcome considering lower access to, and lower quality of, healthcare services. On the other hand, lockdown measures put them at higher risks of physical and mental health risks of inactivity, domestic abuse, and lost earnings. Table 1 also demonstrates that certain mitigation strategies may be implemented in response to more than one equity issue, and that certain lockdown policies may act upon multiple equity domains. Most countries have implemented a “package” of lockdown policies, and Table 1 demonstrates the need to conduct such an assessment on each component of the package, to help consider and identify how policies may interact in a way that worsens inequities to a greater extent than had any one component been implemented in isolation.

      4. Discussion

      We have developed a framework tool systematically to analyze the types of harms potentially induced by COVID-19 policies across different equity domains. The tool also allows for the identification of mitigation strategies.
      Many of the included policies, while providing benefits in addressing the pandemic, are simultaneously likely to be generating new inequities and worsening pre-existing ones. Systematically adopting the proposed framework may help to identify inequitably distributed adverse effects, thereby aiding in the development of mitigating policy options in these areas. It may also help with considering the beneficial or harmful impacts of partially or wholly lifting lockdowns, as well as the impacts of the economic recession that will follow the acute response to the pandemic. In the future, it might also provide an input into decisions about when and how to return to lockdown in a second or third pandemic wave.
      Ideally this exercise could be undertaken using systematically identified, relevant academic evidence, and would have been undertaken as lockdown policies were being planned and implemented. But in many contexts, the most relevant evidence is not open access, not complete, or nonexistent. Because of the urgency of the COVID-19 pandemic, gray literature, government reports, media articles, and social media posts may be the acceptable choices of “evidence” of potential impacts in some circumstances for such high-speed impact assessments [
      • Knottnerus J.A.
      • Tugwell P.
      Methodological challenges in studying the COVID-19 pandemic crisis.
      ]. Reports of increased numbers of domestic abuse victims, for example, are important to include in this exercise, even if there is no appropriate systematic review, RCT, or study that has been undertaken on COVID-19 and abuse. Indeed, research on equity is not prioritized under the urgent conditions of the pandemic. Thus, as with any complex public health problem, decisions about interventions integrate the best available evidence with theory and expert judgment [
      • Rychetnik L.
      • Frommer M.
      • Hawe P.
      • Shiell A.
      Criteria for evaluating evidence on public health interventions.
      ,
      • Sackett D.L.
      • Rosenberg W.M.C.
      • Gray J.A.M.
      • Haynes R.B.
      • Richardson W.S.
      Evidence based medicine: what it is and what it isn’t.
      ]. Rapid reviews of literature, including research into the impacts of COVID-19 policy interventions on equity, are ongoing, and Cochrane and others are compiling real-time lists of relevant evidence as it becomes available (Table 3). This view is consistent with that of others working to develop COVID-19 policy recommendations using the precautionary principle to protect groups likely to be disproportionately affected [
      • Wenham C.
      • Smith J.
      • Morgan R.
      COVID-19: the gendered impacts of the outbreak.
      ,
      • Greenhalgh T.
      • Schmid M.B.
      • Czypionka T.
      • Bassler D.
      • Gruer L.
      Face masks for the public during the covid-19 crisis.
      ].
      Table 3COVID-19 evidence to consider when applying this framework to different contexts
      ResourceDescription
      Cochrane COVID Rapid Reviews websiteProviding evidence to front-line staff, policy makers, and researchers
      Evidence AidA list, by topic, of emerging literature on COVID-19, including academic research and guidance
      NEJM COVID Series https://www.nejm.org/coronavirusA collection of articles and other resources on the Coronavirus (Covid-19) outbreak, including clinical reports, management guidelines, and commentary
      EPPI-MapperCOVID-19: living map of the evidence—EPPI-Mapper, a living map of published evidence related to COVID-19
      https://covid-evidence.org/COVID-evidence is a continuously updated database of the worldwide available evidence on interventions for COVID-19
      https://www.crd.york.ac.uk/prospero/International prospective register of systematic review protocols, which is fast-tracking COVID-19 review protocols for reviews concerning humans and animals
      https://www.epistemonikos.cl/living-evidence/Living evidence Repository for COVID-19 by Epistemonikos, a nonprofit
      Table 3 lists resources that could help in rapidly assessing COVID-19 emerging literature for local, regional, and national contexts, across multiple topics. These sources are live at the time of writing.
      In our framework, we have in some cases selected supranational examples—such as people living with disabilities who experience incarceration across South America—and in some cases, we have chosen neighborhood-level examples—such as the Swedish–Somali neighborhood in Stockholm. This is intentional and serves as a reminder that an exclusively national-level lens can miss the magnifying impact of important global trends, or, conversely, overlook local-level heterogeneity.
      Some governments, once they have been made aware of inequities, have attempted to marshal the fast-moving COVID-19 response to mitigate them. In the United Kingdom, the government has recently made methadone available at pharmacies without a prescription [
      • Grierson J.
      Methadone to be supplied without new prescription during Covid-19 crisis Pharmacists will be allowed to give out medication to patients who have already been receiving it.
      ]. After initially banning alcohol sales, a French local authority changed their policy after fears that alcohol dependency meant dangerous detoxification alone during the pandemic [
      ]. The Swedish government found that multigenerational housing combined with risk groups was causing increased rates of COVID-19 in the Swedish–Somali community and so made housing available for high-risk members of the Swedish–Somali community [
      • McElroy D.
      Sweden is making a dangerous bet on a “cultural cure” to COVID-19.
      ]. In Spain, universal basic income is being considered as an effort to avert Coronavirus economic disaster [
      • Muller S.
      Spain discusses basic income for the poorest amid coronavirus fallout. DW.
      ]. However, more can always be done; domestic abuse is increasing due to lockdown requirements for victims to stay home with their abusers [
      • Ford L.
      “Calamitous”: domestic violence set to soar by 20% during global lockdown.
      ], and, in Canada, asylum seekers are being turned away due to international travel restrictions [
      • Ellis C.
      COVID-19: Canada locks its gates to asylum seekers: for asylum seekers, the route to a safe home is being all but eliminated.
      ]. For every example of a mitigating policy intervention, there seem to be many more groups whose needs have been neglected.
      The goals, timing, and outcome prioritization of COVID-19 policy interventions reflect political considerations. For example, political orientation may be reflected in an emphasis on personal responsibility and individual-level behavior change interventions (e.g., an exclusive focus on individual hygiene behaviors) as opposed to population-level measures. Similarly, governments with neoliberal orientations may prioritize interventions that preserve the economy. This may manifest itself in political choices to have less stringent or shorter lockdown policies, or in how long it took to lockdown in the first instance. Some of these market-oriented decisions may encourage inequities. Even choices aiming to protect health services may inadvertently increase existing inequities in care-seeking and health care use [
      • Makinen M.
      • Waters H.
      • Rauch M.
      • Almagambetova N.
      • Bitran R.
      • Gilson L.
      • et al.
      Inequalities in health care use and expenditures: empirical data from eight developing countries and countries in transition.
      ]. The framework presented here may also serve as a tool to advocate for more attention to be given to equity issues in contexts where they receive less political priority, by exposing unfair and unjust harms.
      The nature of inequities is that they coexist across different levels of society and can incur interactive and multiplicative effects among the most disadvantaged [
      CSDH
      Closing the gap in a generation: Health equity through action on the social determinants of health.
      ]. This can be shown by the repetition of inequities across Table 1. For example, inequitable distributions of education disruptions were highlighted in the gender category in LMICs and also in the education category in LMICs and HICs. The impact of loneliness occurs multiple times as well. The pandemic will likely exacerbate these inequities, tipping those groups already on the margins of society, economic viability, and survival, over a cliff-edge of uncertainty and life-changing adverse effects.
      There is a serious risk in the COVID-19 pandemic in LMICs bowing to international pressure to make the same policy choices as HICs. This may not be appropriate in all contexts because of the variations in baseline risk, resources, health, and other system-level factors [
      • Abdalla S.
      • Galea S.
      Africa and Coronavirus - Will Lockdowns Work?.
      ]. Adopting many of the same policy options, such as “staying at home” is effectively impossible in many contexts, such as informal settlements, crowded dwellings, and those without access to potable water or latrines. The country context will strongly mediate the effects of COVID-19 policy options; the same policies may generate different burdens, and patterns, of inequities in different countries because of contextual and other variations [
      • Craig P.
      • Di Ruggiero E.
      • Frohlich K.L.
      • Mykhalovskiy E.
      • White M.
      Taking account of context in population health intervention research: guidance for producers, users and funders of research.
      ]. In considering this, a wide definition of context should be adopted, which could include the socio-economic characteristics of populations, culture, ethnicity, geography, legal environments, health and other systems, social norms, community support mechanisms, and many other considerations, which may affect the implementation and effectiveness of interventions [
      • Craig P.
      • Di Ruggiero E.
      • Frohlich K.L.
      • Mykhalovskiy E.
      • White M.
      Taking account of context in population health intervention research: guidance for producers, users and funders of research.
      ].
      Policy makers should be actively taking these equity groups into account when choosing their COVID-19 policy packages and how they are implemented. When making decisions about COVID-19 policy options, governments should adopt an approach that considers both the benefits gained in transmission reduction and the harms accrued (and to whom). When the first and subsequent waves of COVID-19 are dealt with in a reactionary way, this framework can inform the strengthening of pandemic preparedness plans proactively in the future. These decisions could be informed by decision analytic approaches to encourage costs and benefits options to be compared across multiple domains [
      • Rogeberg O.
      • Bergsvik D.
      • Phillips L.D.
      • van Amsterdam J.
      • Eastwood N.
      • Henderson G.
      • et al.
      A new approach to formulating and appraising drug policy: a multi-criterion decision analysis applied to alcohol and cannabis regulation.
      ].
      There are several limitations of this conceptual framework. First, any effort to mitigate inequities risks incurring them. It may also be difficult to operationalize an equity lens for those populations or groups that fall between or among categories. One way to consider particularly vulnerable groups would be to conduct this exercise for a single vulnerable population, such as displaced persons, and work through the entire table for that specific population.
      It must also be remembered that the potential inequitable effects of policies that we identify, and inequities in outcomes, in general reflect underlying structural inequities, which the pandemic has brought into sharper relief. Addressing the underlying social determinants of inequity in parallel is itself an essential intervention to mitigate the effects of this and future pandemics [
      • Essien U.R.
      • Venkataramani A.
      Data and policy Solutions to address racial and ethnic disparities in the COVID-19 pandemic.
      ].
      Although this framework represents an approach to assessing potential equity concerns, it does not enumerate all, or even most, areas in which equity concerns may exist. Rather, it is a starting point to encourage others to work toward cataloging unintended consequences of COVID-19 using an equity lens. Although our approach is in no way comprehensive, it may be a helpful tool to use in different settings. It may also be helpful as a way of considering the applicability of COVID-19 policies and other interventions across different contexts. This framework is also not COVID-19 specific. We would encourage the thoughtful and deliberate consideration of inequities as best practice in policy-making, even—or indeed especially—in a global crisis.

      CRediT authorship contribution statement

      Rebecca E. Glover: Conceptualization, Data curation, Investigation, Methodology, Project administration, Validation, Visualization, Writing - original draft, Writing - review & editing. May C.I. van Schalkwyk: Data curation, Investigation, Methodology, Validation, Writing - review & editing. Elie A. Akl: Conceptualization, Writing - review & editing. Elizabeth Kristjannson: Conceptualization, Investigation, Writing - review & editing. Tamara Lotfi: Investigation, Writing - review & editing. Jennifer Petkovic: Conceptualization, Investigation, Project administration, Writing - review & editing. Mark P. Petticrew: Conceptualization, Investigation, Data curation, Methodology, Project administration, Writing - review & editing. Kevin Pottie: Conceptualization, Investigation, Writing - review & editing. Peter Tugwell: Conceptualization, Investigation, Methodology, Writing - review & editing. Vivian Welch: Conceptualization, Investigation, Methodology, Visualization, Writing - review & editing.

      Acknowledgments

      This analysis was funded by the NIHR Policy Research Programme through its core support to the Policy Innovation and Evaluation Research Unit (Project No: PR-PRU-1217-20602). The views expressed are those of the author(s) and are not necessarily those of the NIHR or the Department of Health and Social Care.

      Supplementary data

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