Journal of Clinical Epidemiology
Volume 59, Issue 9 , Pages 876-880, September 2006

Placebo surgery research: A blinding imperative

  • Paul S. Heckerling

      Affiliations

    • Dr. Heckerling is Chair of the Biomedical-Behavioral Institutional Review Board, University of Illinois at Chicago. The views expressed herein represent those of the author and do not reflect the views of the University of Illinois at Chicago Office for Protection of Research Subjects.
    • Corresponding Author InformationCorresponding author. Tel.: 312-413-3886; fax: 312-413-8283.

Department of Medicine (M/C 718), University of Illinois, 840 South Wood Street, Chicago, IL 60612, USA

Accepted 25 March 2006. published online 24 June 2006.

Abstract 

In placebo surgery research, intervention group subjects receive a real surgical procedure, and control subjects receive a sham surgical procedure. The sham procedure is designed to recapitulate enough of the real procedure to blind participants to group assignment. Placebo surgery designs are used to control for placebo effects, and to eliminate the bias that might result if participants and investigators were aware of group assignment when outcomes are measured. In placebo surgery studies, in which participants are placed at increased risk to achieve the scientific validity provided by blinding, it is imperative that the blind be maintained, and maintainable, to justify putting subjects at risk to achieve it. In circumstances in which the outcome assessors are not fully blinded, or in which the intervention is not amenable to rigorous blinding, placebo surgery studies are not ethical. Investigators doing placebo surgery trials should obtain data on the integrity of the blind from both subjects and outcome assessors, to inform the validity of the results and to provide input for “blindability” decisions involving future trials.

Keywords: Placebo surgery, Sham surgery, Blinding, Masking, Ethics, Human research

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PII: S0895-4356(06)00114-4

doi:10.1016/j.jclinepi.2006.03.001

Journal of Clinical Epidemiology
Volume 59, Issue 9 , Pages 876-880, September 2006