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Volume 56, Issue 1, Pages 52-60 (January 2003)


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Comparative responsiveness of generic and specific quality-of-life instruments

Samuel WiebeCorresponding Author Informationaemail address, Gordon Guyattbd, Bruce Weaverb, Suzan Matijevicc, Casey Sidwellc

Received 31 May 2001; received in revised form 2 May 2002; accepted 20 August 2002.

Abstract 

We assessed the relative responsiveness of generic and specific quality of life instruments in 43 randomized controlled trials that compared head-to-head 31 generic and 84 specific instruments. Using weighted effect size as the metric of responsiveness, we assessed the impact of instrument type, disease category, and magnitude of underlying therapeutic effect on responsiveness, and assessed the responsiveness of specific instruments relative to the corresponding domains of generic measures. In studies with a nonzero therapeutic effect, specific instruments (mean = 0.57) were significantly more responsive than generic instruments (mean = 0.39, P = .01), and than the corresponding domains of generic instruments (mean = 0.40, P = .03). Studies with low, medium, and high therapeutic effects showed a corresponding gradation in responsiveness differences between specific and generic instruments. We conclude that, overall, specific instruments are more responsive than generic tools, and that investigators may come to misleading conclusions about relative instrument responsiveness if they include studies in which the magnitude of the underlying therapeutic effect is zero.

Article Outline

Abstract

1. Introduction

2. Methods

2.1. Analysis

3. Results

3.1. Included and excluded studies

3.2. Instruments

3.3. Responsiveness

4. Discussion

Acknowledgment

Appendix 1. 

abbreviated MEDLINE search strategy (1992–1998)

Appendix 2. 

effect size computations

References

Copyright

1. Introduction 

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Assessing change over time in health-related quality of life (HRQL) requires instruments capable of capturing any changes that, even if small, are important to patients. This instrument property, referred to as responsiveness, guides researchers' choice of HRQL measures for clinical trials.

Many commentators have suggested that targeted disease-specific or condition-specific HRQL instruments are likely to be more responsive than general or generic instruments, whose strengths include breadth and applicability across conditions and interventions. This intuitive view is based on the ability of specific instruments to focus on health aspects that are important to a specific patient group, as reflected by inclusion of multiple items in each relevant domain. Investigators cannot, however, apply specific instruments across conditions or diverse populations, making comparisons between these different populations impossible. As a result, researchers often have to use a combination of specific and generic instruments to achieve responsiveness and comparability.

Despite the prevailing wisdom, specific instruments have often proved no more responsive than generic instruments. For example, a specific instrument for patients undergoing knee replacement [1], an elder-specific instrument with individualized response items [2], an epilepsy-specific tool [3], and arthritis-specific instruments [4] proved no more responsive than generic tools or analogous generic domains. If, in general, specific instruments proved no more responsive than corresponding domains of generic instruments, the latter would suffice to assess impact of interventions, reducing respondent burden and simplifying outcome assessment. Thus, HRQL investigators are likely to find a comprehensive and unbiased assessment of the relative responsiveness of generic and specific instruments of use.

Murawski and Miederhoff synthesized published data on responsiveness of generic and specific instruments using effect size as a measure of responsiveness [5]. They found specific instruments more responsive than generic tools in studies in which both types of instruments were applied to the same patients but not when comparing studies that used only specific instruments to studies that used only generic instruments. Although providing useful data, this study has several limitations.

First, Murawski and Miederhoff included in the analysis nonrandomized and uncontrolled studies. Improvement in HRQL may result from a combination of natural history, placebo, the impact of the measurement process itself, and intervention effects. The psychologic dimensions of HRQL tools are particularly vulnerable to placebo effects, and effects of the measurement process itself [6]. It is possible that the relative responsiveness of generic and specific measures differs in observational studies and randomized trials; our interest is in the latter category of studies.

Second, Murawski and Miederhoff included studies of interventions without a clear effect on HRQL. Such studies contribute random error to the comparison of generic and specific measures, making differences in responsiveness more difficult to detect. Third, the relative responsiveness of generic and specific instruments may differ across types of interventions or disease categories, and these authors did not address this issue. Fourth, it is not clear how the investigators dealt with studies with multiple interventions. Finally, they did not include the Short Form-36 (SF-36), one of the most widely used generic measures.

Therefore, we undertook an analysis of the comparative responsiveness of generic and specific HRQL instruments used in randomized trials. Our systematic approach included clearly defined eligibility criteria for candidate studies, a comprehensive collection of randomized controlled trials (RCTs) that provided head-to-head comparisons of generic and specific instruments; and a methodology that allowed us to focus on trials with a nonzero underlying treatment effect. We hypothesized that: (1) specific HRQL instruments are more responsive than generic tools; (2) specific instruments are more responsive than corresponding generic-derived domains; (3) including studies in which there was no difference between treatment and control groups blunts the relative impact of instrument type on responsiveness.

2. Methods 

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We conceptualized HRQL as the patients' subjective experience of health status, and categorized instruments as generic if they were multiple- or single-item tools, applicable to a broad range of patient groups, diseases, and interventions and encompassing all relevant HRQL domains. We considered instruments to be specific if they targeted a particular patient group, disease, intervention or HRQL domain, regardless of the type of study in which the instruments were used. We excluded from the analysis functional scales not capturing the patients' subjective experience of health status. We included in the analysis all parallel group or crossover RCTs that measured HRQL with at least one generic and one specific instrument, applied head-to-head in at least two treatment groups or conditions.

We searched the literature from January1992 to December 1998. An initial exploration using the Cochrane database, the strategy recommended by the Cochrane collaboration to identify RCTs in Medline®, adding “Quality of life,” and “Outcome assessment (health care)” as MeSH terms, and a strategy for CINAHL® suggested by UK Clearing House on Health Outcomes proved highly nonspecific, yielding over 1,500 articles. We abandoned this strategy because it was impractical to review the full text of such a large number of articles. A simplified search strategy (Appendix 1) yielded 473 articles, of which 255 seemed potentially relevant after reviewing the abstract. To identify unpublished, nonindexed, and missed studies we reviewed references of relevant articles and book chapters, contacted 42 researchers in this field from North America and Europe (list available from authors), and posted requests for information in evidence-based health discussion lists (mailbase@mailbase.ac.uk). This disclosed 111 additional, potentially eligible studies. An independent search by a medical librarian found no other relevant studies. Two reviewers independently screened studies for eligibility, abstracted data, and resolved disagreements by consensus.

For each study, we gathered information on its design, disease category, number, and type of treatment groups, number of patients per treatment group, and number and type of HRQL instruments used. For each HRQL instrument, we collected data on its category (i.e., generic or specific), viewpoint (i.e., patient, clinician, other); mode of administration (i.e., self, interviewer, either, or both), and direction of change representing improvement and worsening. We also separated the individual domains of the generic instruments, and specified whether each comparison related to the entire instrument or a domain of that instrument. For each instrument and each treatment group we obtained, at minimum, the mean postintervention scores and their variance. We contacted authors of 22 eligible studies for missing information and obtained a satisfactory response from eight of them. When available, we also gathered preintervention and post- minus preintervention scores and their variance. In studies with multiple measurements over time we used the final measure for the analysis. In studies with more than two treatment groups, we selected the highest and the lowest intensity treatment groups for comparison.

To facilitate comparison of the responsiveness of specific instruments with that of corresponding subdomains of generic instruments, two reviewers (S.W. and S.M.) independently matched each specific instrument with a corresponding constituent subdomain of a generic instrument. Disagreement was resolved by consensus.

2.1. Analysis 

We chose effect size as the metric of responsiveness (see Appendix 2). When the denominator of an effect size is the standard deviation of the difference between two observations, it is sometimes referred to as the “standardized response mean” (SRM). The SRM could be viewed as a variant of effect size, and for simplicity we will refer to the statistic as an effect size. We weighted effect sizes by the inverse of their variance before analysis in general linear models.

To test the hypothesis that apparent responsiveness will be attenuated if there are no differences between groups in HRQL, we assessed responsiveness in all studies and separately in those that fulfilled one of three intuitively chosen criteria for a true underlying therapeutic effect: (1) ⩾70% of the effect sizes generated by the HRQL instruments used in a particular study were in one direction and at least one had a P-value ⩽.05 (low threshold); (2) ⩾90% of the effect sizes were in the same direction and at least one had a P-value ⩽.05 (medium threshold); (3) ⩾90% of the effect sizes were in the same direction and at least one had a P-value ⩽.01 (high threshold). These were not mutually exclusive groups of studies, as each category included all the studies exceeding the specified threshold criterion.

Because the studies used more specific instruments than generic instruments, the criteria above could bias the analysis in favour of specific instruments. Therefore, we also used a fourth threshold: including any study in which a generic instrument was associated with a P-value of .05.

Ideally, we would have examined all variables in a single general linear model. However, we did not have enough data to consider all variables simultaneously, particularly in the data sets using the medium and high thresholds. Therefore, we used a series of general linear models to examine the impact of the following variables on effect size: type of instrument (generic versus specific), whole instrument vs. a domain or subdomain of an instrument, disease category, type of effect size calculation (see Appendix 2), and specific versus corresponding domain or subdomain of generic instrument (Table 3). Model 5 implemented an a priori contrast. In models 2–4, we also examined the interactions of these effects with type of instrument. Study was included as a predictor variable in all cases; and the dependent variable was effect size weighted by the inverse of its variance.

In cases where an article provided both domain and subdomain scores and whole instrument scores for the same instrument, we excluded the whole instrument scores from the analysis, because the latter are not independent of the domain or subdomain scores. We chose to retain domain or subdomain scores because, in theory, they are more likely to be responsive. We also conducted the analysis retaining the whole instrument scores rather than the domain or subdomain scores. Because the results did not change appreciably, we report only the analysis in which we retained the domain or subdomain scores.

3. Results 

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3.1. Included and excluded studies 

Out of 87 potentially eligible randomized controlled trials, 40 satisfied eligibility criteria and the articles, or subsequent correspondence with the authors, provided the necessary information for our analysis 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46. Among the 40 articles included, two 18, 42 contained reports on two or more studies. Therefore, the number of studies included in the analysis is 43. We excluded 47 studies for the following reasons. Twenty-three studies gave HRQL data for one instrument category only (generic or specific) 47, 48, 49, 50, 51, 52, 53, 54, 55, 56, 57, 58, 59, 60, 61, 62, 63, 64, 65, 66, 67, 68, 69. Sixteen studies had insufficient information 70, 71, 72, 73, 74, 75, 76, 77, 78, 79, 80, 81, 82, 83, 84, 85. Four studies reported QOL for patients in all treatment groups as a single group 86, 87, 88, 89. Three studies measured HRQL but did not provide these data 90, 91, 92. In one article HRQL was not measured at the same time and intervals in all patients [93]. Twenty-five of the 43 studies met our pre-established low threshold of therapeutic effect; of those 25, 16 also passed the medium threshold; and of those 16, 9 also passed the high threshold.

3.2. Instruments 

Table 1 shows the number of instruments per disease category. A total of 115 HRQL instruments are included in the analysis, of which 31 (27.0%) are generic and 84 (73.0%) are specific (list available from authors). Investigators used the generic measures Sickness Impact Profile, Nottingham Health Profile, and SF-20 or SF-36, in 13, 6 and 8 articles, respectively.

Table 1.

Summary of instruments included in the analysis

Inclusion thresholdaVariableGenericSpecific
All studies (N = 43)Number of instruments per study: mean (SD)1.5 (1.6)2.9 (2.5)
Number of instruments used: N (%)31 (27.0)84 (73.0)
Number of instruments by disease category: N (%)
Neurological (N = 6)4 (36.4)7 (63.6)
Cardiovascular (N = 15)12 (25.5)35 (74.5)
Pulmonary (N = 7)5 (21.7)18 (78.3)
Musculoskeletal (N = 5)14 (45.2)17 (54.8)
Other disease (N = 10)6 (27.3)16 (72.4)
Number of instruments by completeness: N (%)
Whole scale27 (27.6)71 (72.4)
Domain or subdomain7 (26.9)19 (73.1)
Low threshold (N = 25)Number of instruments per study: mean (SD)1.7 (2.0)2.8 (2.5)
Number of instruments used: N (%)24 (29.3)58 (70.7)
Number of instruments by disease category: N (%)
Neurological (N = 5)3 (33.3)6 (66.7)
Cardiovascular (N = 7)9 (30.0)21 (70.0)
Pulmonary (N = 4)3 (20.0)12 (80.0)
Musculoskeletal (N = 3)13 (46.4)15 (53.6)
Other disease (N = 6)4 (30.8)9 (69.2)
Number of instruments by completeness: N (%)
Whole scale21 (30.0)49 (70.0)
Domain or subdomain6 (31.6)13 (68.4)
Medium threshold (N = 16)Number of instruments per study: mean (SD)1.4 (0.5)3.0 (2.7)
Number of instruments used: N (%)12 (22.6)41 (77.4)
Number of instruments by disease category: N (%)
Neurological (N = 5)3 (33.3)6 (66.7)
Cardiovascular (N = 5)6 (27.3)16 (72.7)
Pulmonary (N = 1)2 (22.2)7 (77.8)
Musculoskeletal (N = 1)1 (14.3)6 (85.7)
Other disease (N = 4)4 (36.4)7 (63.6)
Number of instruments by completeness: N (%)
Whole scale9 (20.5)35 (79.5)
Domain or subdomain6 (42.9)8 (57.1)
High threshold (N = 9)Number of instruments per study: mean (SD)1.4 (0.5)4.4 (2.7)
Number of instruments used: N (%)11 (22.0)39 (78.0)
Number of instruments by disease category: N (%)
Neurological (N = 1)1 (16.7)5 (83.3)
Cardiovascular (N = 4)6 (27.3)16 (72.7)
Pulmonary (N = 1)2 (22.2)7 (77.8)
Musculoskeletal (N = 1)1 (14.3)6 (85.7)
Other disease (N = 2)3 (33.3)6 (66.7)
Number of instruments by completeness: N (%)
Whole scale8 (19.0)34 (81.0)
Domain or subdomain5 (45.5)6 (54.5)
a

Inclusion thresholds are as described in the analysis section. The number of studies meeting each inclusion threshold is shown in parentheses.

3.3. Responsiveness 

Both overall responsiveness, and the difference in responsiveness between generic and specific tools are blunted in studies with low or zero therapeutic effect, as shown by a corresponding gradation of the mean effect size in studies with low, medium, and high therapeutic effect (Table 2). Table 3 shows results from general linear models constructed using studies that met the high therapeutic effect threshold. In studies with a nonzero underlying therapeutic effect, specific instruments (mean = 0.57, SE = 0.06) are significantly more responsive than generic tools (mean = 0.39, SE = 0.07). Moreover, specific instruments were significantly more responsive (mean = 0.56, SE = 0.06) than the analogous domains/subdomains of generic tools (mean = 0.40, SE = 0.08). As shown in Figure 1, the superior responsiveness of specific instruments was consistent across disease categories. The difference between specific and generic instruments was somewhat smaller for cardiovascular studies than for those in other disease categories. However, neither the main effect of disease category nor its interaction with type of instrument was significant (P = .41 and P = .48, respectively). The instrument's score used in the analysis (i.e., the global score, the domain, or the subdomain score), the type of effect size calculation (Appendix 2), and their interactions with the type of instrument, had no detectable impact on responsiveness.

Table 2.

Responsiveness of generic versus specific instruments at various thresholds of therapeutic effect

Inclusion thresholdNumber of studiesNumber of observationsMean weighted effect sizeaP
OverallGenericSpecific
All studies433240.21 (0.18)0.20 (0.18)0.23 (0.18)0.20
Low threshold252220.33 (0.25)0.32 (0.25)0.34 (0.25)0.53
Medium threshold161410.43 (0.37)0.38 (0.37)0.47 (0.37)0.02
High threshold9790.48 (0.05)0.39 (0.07)0.57 (0.06)0.01
a

Cell entries are estimated marginal means (and standard errors) from general linear models with study and type of instrument as predictors of effect size (weighted by the inverse of variance). For studies that reported both Whole-scale and Domain scores, the former were excluded. The P-values are for the main effect of generic versus specific in the same analyses.

Table 3.

Impact of instrument type and other variables on responsiveness in nine studies with a high therapeutic effect (N = 79).

ModelaEffectFdfP
1A. Generic vs. specific7.141, 69.01
2A. Generic vs. specific4.051, 67.05
B. Whole scale vs. domain or subdomain0.851, 67.36
A × B interaction0.711, 67.40
3A. Generic vs. specific6.211, 65.02
B. Disease category1.244, 4.29.41
A × B interaction0.884, 65.48
4A. Generic vs. specific4.941, 65.03
B. Type of effect size calculation0.813, 9.55.52
A × B interaction0.453, 65.72
5A. Specific vs. corresponding domain or subdomain of generic5.851, 63.02
a

Study was included as an independent variable in all models


View full-size image.

Fig. 1. Mean weighted effect size by type of instrument and disease category.


An analysis restricted to studies in which at least one generic instrument was associated with a P-value of .05 demonstrated that the results favouring specific instruments are not due to a biased selection of studies. We identified six studies in which a generic instrument was associated with a P-value of .05 or less. These studies included 13 generic instruments and 38 specific instruments. The overall effect size in these studies was 0.46, with a standard error 0.06. The corresponding effect sizes and standard errors were 0.37 (0.09) for the generic instruments and 0.52 (0.06) for the specific instruments (difference between generic and specific P = .07).

4. Discussion 

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Our data demonstrate that, in randomized trials with a true underlying therapeutic effect, specific instruments are more responsive to change than generic instruments and than analogous domains of generic instruments. The results support the notion that researchers need to use a combination of specific and generic instruments to ensure responsiveness, breadth, and comparability across populations. The results, however, may or may not be generalizable to observational studies.

A key aspect of the methodology of this study is our restriction to within-study comparisons. In other words, we have not compared responsiveness across studies (one set of studies for generic instruments, and another set for specific studies) but rather restricted the analysis to within-study comparisons. Thus, in each study, the true underlying magnitude of the treatment effect is fixed, and any differences in apparent magnitude between instruments are attributable to the properties of the instruments being compared.

The main reason for superior responsiveness of specific instruments is likely to be their content, which focuses on aspects of health that are relevant to a particular group of patients. Instrument structure may also play a role. For example, instruments in which items have multiple response options are likely to be more responsive than those with dichotomous responses (e.g., NHP and SIP).

The superior responsiveness of specific instruments, compared with corresponding domains of generic instruments, may be explained by at least two factors. First, specific instruments generally explore a single domain in greater depth than the corresponding domain of a generic tool. Second, subdomains of generic instruments often have a much broader focus than that of corresponding specific instruments. For example, the focus of the subdomain “physical function” in the generic sickness impact profile is much broader than that of a specific instrument assessing dyspnea.

Although they both target aspects of HRQL, the different content of generic and specific instruments suggests that, to an appreciable extent, the two types of instruments are measuring different constructs. Thus, one way of conceptualizing our results is that investigators should choose instruments that treatments are most likely to impact. When treatment is designed primarily to modify symptoms of disease, and the resulting functional and emotional problems, specific instruments that target these aspects of patient experience are most likely to detect treatment effects.

Investigators have not resolved the optimal approach to measuring responsiveness. Indeed, investigators have suggested at least six methods. These include the effect size (the mean change divided by the standard deviation at baseline [94]), the standardized response mean (mean change divided by the standard deviation of change [95]), the responsiveness statistic (mean change over the standard deviation of change in stable subjects [96]), the t-test (mean change divided by the standard error of change), the efficiency statistic (t-ratio squared [97]), and the ROC curve (with an external anchor [98]). The impact of choice of method on results is uncertain. Stucki et al. found the same rank ordering of instruments using several responsiveness indices [99], whereas Wright et al. did not [100].

We chose two variants of the effect size as the measure of responsiveness for our analysis because of their wide use and familiarity. Furthermore, these effect sizes can be applied to a wide variety of presentations of data. This was a crucial issue for our study, in which we combined results across many studies with variable approaches to reporting their data. We were concerned that the results may vary according to the type of effect size measure available for a particular study. One of our general linear models addressed this issue. We found no systematic effect of the type of effect size on the magnitude of the estimate, nor any interaction between the type of effect size and the relative impact of specific and generic instruments.

An important question is how to apply estimates of responsiveness. More specifically, Murawski and Miederhoff [5] suggest that researchers cannot safely conceptualize responsiveness as an instrument's inherent attribute, which can be extrapolated from one clinical setting to another. Instead, they suggest that the population, disease, and intervention under assessment importantly influence responsiveness. Our findings confirm the notion that variables other than instrument category (e.g., underlying therapeutic effect and disease category) affect the assessment of responsiveness. However, the results suggest that considering an instrument as having inherent responsiveness remains a useful concept. If one tries to assess relative responsiveness in situations in which the treatment has no effect, one will find no difference in responsiveness between instruments. Thus, statements about instruments' responsiveness in studies without an underlying therapeutic effect or in cohort studies where most participants are unchanged 101, 102, should be interpreted with caution. Our findings challenge the notion that responsiveness is not an instrument's inherent, portable property because in studies with a true underlying therapeutic effect, head-to-head comparison of generic and specific instruments demonstrates a consistent trend towards superior responsiveness of specific tools across several disease categories.

At the same time, readers should not interpret our results to indicate that all specific instruments are more responsive than all generic instruments or even that a particular specific instrument will prove more responsive than a generic instrument in all contexts when they are used together. Individual specific and generic instruments are more or less responsive. Further, it may well be that relative responsiveness varies across patient populations, or across different interventions. In addition, even when generic instruments are less responsive, they may still provide very useful information beyond that provided by specific instruments. Because they are designed to capture all aspects of HRQL, generic instruments provide a broader context in which to interpret the information about change in HRQL. Our results show only that, in general, specific instruments are more responsive than are generic instruments, and should be interpreted accordingly.

In summary we have demonstrated that specific instruments tend to be more responsive than generic instruments, although the magnitude of the average difference is not large. We have also shown that investigators may come to misleading conclusions about relative instrument responsiveness if they include studies in which the true underlying treatment effect is zero. The results support a policy of including a specific instrument with demonstrated responsiveness in randomized trials in which detection of a treatment effect on health-related quality of life, if one exists, is a critical goal.

Acknowledgements 

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Drs. Geoff Norman and Stephen Walter provided invaluable assistance with statistical analyses. We thank the following authors who kindly responded to our request for additional information: Charles Goldstein, Ann Jacoby, Andreas Laupacis, J. Lonnqvist, George Torrance, Peter Tugwell, Ingela Wiklund, and Cindy Wong. Lisa Buckingham's skillful data management is appreciated.

Appendix 1. 

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abbreviated MEDLINE search strategy (1992–1998) 

#1 13,327 QUALITY OF LIFE [MESH]

#2 10,853 #1 and [LA = “ENGLISH”]

#3 971 #2 and [PT = “RANDOMIZED-CONTROLLED TRIAL”]

#4 213,854 INSTRUMENT* or SCALE* or QUESTIONNAIRE* or TOOL*

#5 185,370 #4 and [LA = “ENGLISH”]

#6 473 #5 and #3

Appendix 2. 

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effect size computations 

Parallel groups designs

When post-treatment minus pretreatment difference scores, and the standard deviations of those difference scores were available, we computed effect size as follows:

where T = mean post–pre difference for treatment group

C = mean post–pre difference for control group

Pooled SDD = pooled SD of the difference scores

If the pooled SD of the difference scores could not be computed, we substituted the pooled SD of the baseline scores. If only post-treatment scores were available, we used the following:

where T = mean postintervention score for treatment group

C = mean postintervention score for control group

Pooled SDD = pooled SD of the postintervention scores

Crossover designs

When possible, we computed effect size as follows:

If the pooled standard deviation for control and treatment conditions was not available, we substituted the standard deviation of either the control condition or a baseline measure, depending on which was available.

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a Department of Clinical Neurological Sciences and Epidemiology and Biostatistics, University of Western Ontario, University Campus, London Health Sciences Centre, 339 Windermere Road, London, Ontario, Canada N6A 5A5

b Department of Clinical Epidemiology and Biostatistics, McMaster University, 1200 Main Street West, L8N 3Z5, Hamilton, Ontario, Canada

c The London Health Sciences Centre, 339 Windermere Road, London, Ontario, N6A 5A5, Canada

d Department of Medicine, McMaster University, 1200 Main Street West, L8N 3Z5, Hamilton, Ontario, Canada

Corresponding Author InformationCorresponding author. Tel.: 519- 663-3984; fax: 519-663-3164.

PII: S0895-4356(02)00537-1


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